Assessor Resource

RIIMCU501D
Implement the spontaneous combustion management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to implement the spontaneous combustion management plan in Coal mining

This unit is appropriate for those working in supervisory roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Identify and apply resources to the spontaneous combustion management plan

1.1 Access, interpret and apply the spontaneous combustion management plan documentation, and ensure the work activity is compliant

1.2 Identify and address potential risks, hazards and environmental issues and implement control measures

1.3 Identify and implement appropriate response procedures in situations where trigger levels are reached

1.4 Review spontaneous combustion procedures, implement identified improvements

1.5 Implement identified spontaneous combustion management plan training requirements

2. Implement mine atmosphere monitoring measures

2.1 Implement procedures for installation, operation and maintenance of monitoring systems

2.2 Implement systems and procedures for the collection of mine gas samples

3. Monitor and respond to spontaneous combustion indicators

3.1 Implement the system for identification of and inspections for spontaneous combustion indicators

3.2 Monitor sensory spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action

3.3 Monitor gaseous spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action

3.4 Process records and reports in accordance with the plan

3.5 Implement emergency and evacuation procedures in accordance with the safety management system

4. Implement spontaneous combustion control measures

4.1 Implement ventilation control measures in accordance with the spontaneous combustion management plan

4.2 Implement ventilation monitoring systems and surveys to assess the status of the systems

4.3 Incorporate into the development of the system water management measures to minimise the risk of spontaneous combustion

4.4 Implement inertisation as required and in accordance with the established plan

4.5 Implement response actions and review effectiveness and currency

4.6 Implement systems to prevent and/or respond immediately to the intersection of current and other working

5. Audit spontaneous combustion control measures

5.1 Audit the effectiveness of control measures and amend the procedures/measures as required

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the procedures and techniques for the safe, effective and efficient implementation of the spontaneous combustion management plan including:

accessing, interpreting and applying:

technical information

site / legislative requirements

records and reports

briefings and handover details

applying the principles of mine design

inspecting, monitoring, analysing and recording data related to the management of spontaneous combustion

assessing the risks and consequences of spontaneous combustion

preparing technical report

works with other to plan, prepare and coordinate the implementation of the spontaneous combustion management plan by:

communicating clearly and concisely with others to receive and clarify work instructions, and convey work progress

identify training needs related to spontaneous combustion

identifying the relevant information and scope of the work necessary to meet the required outcomes

demonstrates completion of implementing the spontaneous combustion management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

developing procedures appropriate to mine operations for management of spontaneous combustion

implementing mine atmosphere monitoring measures

monitoring and responding to spontaneous combustion indicators

implementing spontaneous combustion control measures

auditing spontaneous combustion control measures

The candidate must demonstrate knowledge of implementing the spontaneous combustion management plan through:

identifying and monitoring causes and effects of spontaneous combustion

identifying the effects of coal seam characteristics, depositional factors and geological conditions on spontaneous combustion

identifying the principles of mine design, including:

geological data

strata control

underground water management

sealing design

inertisation principles and techniques

identifying the principles of ventilation management, including:

mine gases and gas management

mine atmosphere monitoring

mine and goaf ventilation systems

ventilation structures

assessing mine design and plan relating to spontaneous combustion

identifying spontaneous combustion management plan requirements including:

methods of control of spontaneous combustion

spontaneous combustion risks and hazards

spontaneous combustion indicators and ratios

identifying and applying emergency response and evacuation/disaster planning processes and techniques

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Identify and apply resources to the spontaneous combustion management plan

1.1 Access, interpret and apply the spontaneous combustion management plan documentation, and ensure the work activity is compliant

1.2 Identify and address potential risks, hazards and environmental issues and implement control measures

1.3 Identify and implement appropriate response procedures in situations where trigger levels are reached

1.4 Review spontaneous combustion procedures, implement identified improvements

1.5 Implement identified spontaneous combustion management plan training requirements

2. Implement mine atmosphere monitoring measures

2.1 Implement procedures for installation, operation and maintenance of monitoring systems

2.2 Implement systems and procedures for the collection of mine gas samples

3. Monitor and respond to spontaneous combustion indicators

3.1 Implement the system for identification of and inspections for spontaneous combustion indicators

3.2 Monitor sensory spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action

3.3 Monitor gaseous spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action

3.4 Process records and reports in accordance with the plan

3.5 Implement emergency and evacuation procedures in accordance with the safety management system

4. Implement spontaneous combustion control measures

4.1 Implement ventilation control measures in accordance with the spontaneous combustion management plan

4.2 Implement ventilation monitoring systems and surveys to assess the status of the systems

4.3 Incorporate into the development of the system water management measures to minimise the risk of spontaneous combustion

4.4 Implement inertisation as required and in accordance with the established plan

4.5 Implement response actions and review effectiveness and currency

4.6 Implement systems to prevent and/or respond immediately to the intersection of current and other working

5. Audit spontaneous combustion control measures

5.1 Audit the effectiveness of control measures and amend the procedures/measures as required

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the procedures and techniques for the safe, effective and efficient implementation of the spontaneous combustion management plan including:

accessing, interpreting and applying:

technical information

site / legislative requirements

records and reports

briefings and handover details

applying the principles of mine design

inspecting, monitoring, analysing and recording data related to the management of spontaneous combustion

assessing the risks and consequences of spontaneous combustion

preparing technical report

works with other to plan, prepare and coordinate the implementation of the spontaneous combustion management plan by:

communicating clearly and concisely with others to receive and clarify work instructions, and convey work progress

identify training needs related to spontaneous combustion

identifying the relevant information and scope of the work necessary to meet the required outcomes

demonstrates completion of implementing the spontaneous combustion management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

developing procedures appropriate to mine operations for management of spontaneous combustion

implementing mine atmosphere monitoring measures

monitoring and responding to spontaneous combustion indicators

implementing spontaneous combustion control measures

auditing spontaneous combustion control measures

The candidate must demonstrate knowledge of implementing the spontaneous combustion management plan through:

identifying and monitoring causes and effects of spontaneous combustion

identifying the effects of coal seam characteristics, depositional factors and geological conditions on spontaneous combustion

identifying the principles of mine design, including:

geological data

strata control

underground water management

sealing design

inertisation principles and techniques

identifying the principles of ventilation management, including:

mine gases and gas management

mine atmosphere monitoring

mine and goaf ventilation systems

ventilation structures

assessing mine design and plan relating to spontaneous combustion

identifying spontaneous combustion management plan requirements including:

methods of control of spontaneous combustion

spontaneous combustion risks and hazards

spontaneous combustion indicators and ratios

identifying and applying emergency response and evacuation/disaster planning processes and techniques

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply the spontaneous combustion management plan documentation, and ensure the work activity is compliant 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Identify and implement appropriate response procedures in situations where trigger levels are reached 
Review spontaneous combustion procedures, implement identified improvements 
Implement identified spontaneous combustion management plan training requirements 
Implement procedures for installation, operation and maintenance of monitoring systems 
Implement systems and procedures for the collection of mine gas samples 
Implement the system for identification of and inspections for spontaneous combustion indicators 
Monitor sensory spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action 
Monitor gaseous spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action 
Process records and reports in accordance with the plan 
Implement emergency and evacuation procedures in accordance with the safety management system 
Implement ventilation control measures in accordance with the spontaneous combustion management plan 
Implement ventilation monitoring systems and surveys to assess the status of the systems 
Incorporate into the development of the system water management measures to minimise the risk of spontaneous combustion 
Implement inertisation as required and in accordance with the established plan 
Implement response actions and review effectiveness and currency 
Implement systems to prevent and/or respond immediately to the intersection of current and other working 
Audit the effectiveness of control measures and amend the procedures/measures as required 
Access, interpret and apply the spontaneous combustion management plan documentation, and ensure the work activity is compliant 
Identify and address potential risks, hazards and environmental issues and implement control measures 
Identify and implement appropriate response procedures in situations where trigger levels are reached 
Review spontaneous combustion procedures, implement identified improvements 
Implement identified spontaneous combustion management plan training requirements 
Implement procedures for installation, operation and maintenance of monitoring systems 
Implement systems and procedures for the collection of mine gas samples 
Implement the system for identification of and inspections for spontaneous combustion indicators 
Monitor sensory spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action 
Monitor gaseous spontaneous combustion indicators, analyse and investigate variations, and implement appropriate corrective action 
Process records and reports in accordance with the plan 
Implement emergency and evacuation procedures in accordance with the safety management system 
Implement ventilation control measures in accordance with the spontaneous combustion management plan 
Implement ventilation monitoring systems and surveys to assess the status of the systems 
Incorporate into the development of the system water management measures to minimise the risk of spontaneous combustion 
Implement inertisation as required and in accordance with the established plan 
Implement response actions and review effectiveness and currency 
Implement systems to prevent and/or respond immediately to the intersection of current and other working 
Audit the effectiveness of control measures and amend the procedures/measures as required 

Forms

Assessment Cover Sheet

RIIMCU501D - Implement the spontaneous combustion management plan
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Assessment Record Sheet

RIIMCU501D - Implement the spontaneous combustion management plan

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Assessment task 1: [title] Result: Competent Not yet competent

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